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Investment dealer (full-service dealer excluding underwriting) license in Mauritius

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June 03, 2024

Investment dealer (full-service dealer excluding underwriting) license in Mauritius for sale

Main details:

  • Jurisdiction: Mauritius;
  • License date July 2022;
  • Directors willing to stay in the structure;
  • Money laundering reporting officer and Deputy money laundering reporting officer will remain in the structure;
  • Bank account: ongoing at Mauritius Commercial Bank;
  • License category: Full Service Dealer, excluding Underwriting.

Activities:

  • Act as an intermediary in the execution of securities transactions for clients;
  • Trade in securities as principal with the intention of reselling these securities to the public;
  • Give investment advice that is ancillary to the normal course of his business activities and Manage portfolios of clients.

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