Hong Kong SFC-Licensed Company for Sale

Hong Kong SFC-Licensed Company

Main Details:

• Jurisdiction: Hong Kong
• SFC Licenses: Type 1 (Dealing in Securities), Type 4 (Advising on Securities), Type 9 (Asset Management — can hold client assets)
• SEHK Trading Right: Exchange Participant, HKEx Trading Right Holder, OTP-C Broker
• Licensed since 2022, with no conditions or restrictions
• Managing HK SFC-regulated and authorized Public Funds listed on the HK Stock Exchange
• Clean record: No disciplinary actions, no penalties, no enforcement issues
• Shareholder: 1 ultimate beneficiary (natural person; holding company option possible)
• Team: ~3 Responsible Officers & 5 Representatives (available to stay post-transaction)
• Net Asset Value: ~HK$20–30m
• Bank Accounts: 4–5 major banks in Hong Kong

Why this license:

• Covers full spectrum of securities dealing, advisory, and asset managementAbility to manage and hold client assets
• SEHK trading rights included (rare opportunity)
• Actively managing Public Funds listed on HKEX
• Experienced staff (ROs & Representatives) ready to stay
• Clean compliance history with zero regulatory issues

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Offer details and price:

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