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Hong Kong SFC 4 & 9 Licensed Company

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December 29, 2023

Hong Kong SFC 4 & 9 Licensed Company for sale

Main details:

  • Registered in 2020;
  • Type 9 – Asset Management;
  • Type 4 – Advising on Securities;
  • Active bank account;
  • Capital requirements – 1M HKD;
  • No active clients;
  • No trading rights, no trading system connected, cannot hold clients funds.

Scope of license:

  • The licensee shall only provide services to professional investors;
  • Ordinance and its subsidiary legislation;
  • The licensee shall not hold client assets.

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Offer details and price:
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